Join our Network

Financial provide maximum compliance with minimum interference to your working life. Our hybrid-Network model means commission is paid directly to you. We take absolutely no kickbacks or override commission.

To join our network simply follow these three steps:

1. The forms

Complete the necessary forms and send them to sales@financial.ltd.uk

FSA Form A

This is to be completed by all members of the firm including non advising directors and mortgage advisers. Download

Appointed Representative Form

This is to be completed on behalf of the firm and signed and guaranteed by the principal or director of the firm. The form should be accompanied with supporting documentation which is detailed in the checklist on the back of the application. Download

Registered Individual Form

This is to be completed and signed by the individual adviser of the firm and guaranteed by the firm's principal or director. The form should be accompanied with supporting documentation which is detailed in the checklist on the back of the application. Download

...We review your application

2. The diligence checks

We will acknowledge your application and as part of our fitness and propriety checks we will send you a competency test for each individual adviser within your firm. We will also complete a credit check including a review of your bank statements and accounts.

...We check your fitness and propriety

3. The references

We will request further documentation:

1. Employment references for the past five years
2. Two character references

...We send your application to the FSA for approval

Welcome to Financial!

We send you a new members' pack which includes all the manuals you require from the network and a number of useful documents to help your business. We will also send you authority letters once authorised to enable you to set up agencies with providers.

Please contact a member of our sales team to arrange a meeting to discuss our network proposition.