Manuals

T and C PLan

The T& C plan is a manual to ensure firms are aware of and understand the requirements for T&C set out by the FSA. The manual includes a firm's training procedures for both Appointed Representative firms and Registered Individuals with a training programme for non experienced new entrants and the supervision of all advisers and what is required in relation to CPD.

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£300.00

Compliance manual

A manual which explains the FSA rules applying to the principles of firms and setting out the guidance which applies in each case. The manual covers elements such as data protection, anti-money laundering, communications, record keeping, complaints, breaches and much more.

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£342.00