Fact Finds, Risk Profiling and Disclosure Documents

This form should be completed by clients who want to be treated as a Professional Client.

A template of the Combined Initial Disclosure Document which must be issued by the firm when advising on equity release products. This form will need to be personalised to the firm.

A fact find for use with corporate clients. Advisers will also require individual general fact finds if the directors/principles wish to consider personal business.

A general purpose fact find suitable for advisers providing investment and insurance advice.